Maverick Philosopher

Nihil philosophicum a me alienum puto

To promote independent thought about ultimates. Philosophy, commentary on the passing scene, and whatever else turns my crank. Since 4 May 2004. By William F. Vallicella, Ph.D., Gold Canyon, Arizona, USA. Motto: "Study everything, join nothing." (Paul Brunton) Latin Motto: Omnia mea mecum porto. Turkish motto: Yol bilen kervana katilmaz. (He who knows the road does not join the caravan.) All material copyrighted.

Occam's Razor and the Presumption in Favor of Metaphysical Naturalism

I am not historian enough to pronounce upon the relation of what is standardly called Occam's Razor to the writings of the 14th century William of Ockham. The differential spellings will serve as a reminder to be careful about reading contemporary concerns into the works of philosophers long dead. Setting aside historical concerns, Occam's Razor is a principle of ontological parsimony that states:

OR. Do not multiply entities beyond necessity.

It is sometimes quoted in Latin: Entia non sunt multiplicanda praeter necessitatem. The principle is presumably to be interpreted qualitatively rather than quantitaively, thus:

OR*. Do not multiply TYPES of entity beyond necessity.

Posted by William F. Vallicella on Tuesday September 20, 2005 at 2:15pm
Malcolm Pollack (mail) (www):
Hi Bill,

Well, that does seem fair - I do agree that "presumption in favor of naturalism makes it reasonable to see if we can be satisfied by it." And developing a satisfactory naturalistic account of the phenomena is exactly what the scientific enterprise is trying to do. It remains to be seen, of course, how well it will turn out, but there is certainly encouraging incremental progress.

Given all of that, doesn't it seem premature to insist that the effort must fail, especially without a clear and defensible model to offer as a substitute?

It is an interesting question why your intuition and mine pull in different directions. We are both curious about the matter, have both read much of the literature on the subject, and are both aware, more or less, of the state of scientific research. What gives?

Malcolm
9.20.2005 2:39pm
Steve T (mail) (www):
Malcolm -

You wrote
It is an interesting question why your intuition and mine pull in different directions. We are both curious about the matter, have both read much of the literature on the subject, and are both aware, more or less, of the state of scientific research. What gives?
To borrow an answer from Phillip Johnson, the reason that you and Dr. V have intuitions which "pull in different directions" is because your brain contains certain chemicals (and their reactions) which result in one type of belief, while Dr. V's brain has other chemicals that have yielded his. I hope this helps. If not, look to your brain chemistry.

Isn't this the naturalist account of the situation?

Cheers,

Steve
9.20.2005 3:42pm
Malcolm Pollack (mail) (www):
Thanks, Steve. Yup, that's the whole idea.

Very helpful.

Malcolm
9.20.2005 4:41pm
Andrew Staroscik (mail):
Seems to me there are nature and nurture components to the answer to Malcolm’s question. Steve’s brain chemistry answer alludes to nature but I imagine you also both began at different starting points.
9.20.2005 6:15pm
Steve T (mail) (www):
'Makes it rather difficult to decide whose brain chemistry is in the right, doesn't it?

Take care,

Steve
9.20.2005 6:18pm
Alan Rhoda (mail) (www):
Hi Bill,
Great blog. I've been a regular reader for some time now.

Anyway, I have a brief comment on Ockham's Razor (OR). You interpret (OR) qualitatively rather than quantitatively. Thus, you offer (OR*) "Do not multiply TYPES of entity beyond necessity" rather than (OR^) "Do not posit more entities than necessary". It seems to me, however, that both readings are legitimate and important. Ceteris paribus, we prefer explanations that are simpler in both the qualitative and quantitative senses. Sometimes, though, we have to make a trade-off and it's not always clear whether positing fewer entities or fewer types of entity is on balance more parsimonious.

For example, there's an impressive amount of data regarding the 'fine-tuning' of the universe for complex life. The two most common explanations are (1) posit a cosmic designer, and (2) posit a vast ensemble of universes with randomly varying properties. Explanation (1) seems defensible on a quantitive version of Ockham's razor. After all, why posit a vast ensemble of empirically undetectable universes when you can just posit one (presumably undesigned) cosmic designer and be done with it? On the other hand, (2) seems defensible on a qualitative version of Ockham's razor because positing extra universes involves positing entities of the same type as our own universe, which undoubtedly exists; whereas the design hypothesis seems to require positing a rather different sort of entity--a transcendent and undesigned designer--than we normally encounter.

My point is simply that explanatory parsimony or simplicity has more than one dimension to it, and the relative weighting of those dimensions is a complex matter. A hypothesis that scores high on one dimension (say the quantitive one) might score low on another (say the qualitative one), or vice-versa. Which is to be preferred? It's not always easy to say. Perhaps a theory that scores moderately well on both dimensions is best.

Regards,
Alan
9.20.2005 7:10pm
Malcolm Pollack (mail) (www):
Ah... we take a break from serious discourse, and descend into sophomoric japery. The transcendent and immaterial Mind-ghost in my skull, who generates all of my thoughts, directs in His cloaked and mysterious way all the movements of my body, and who has the appearance of Zuul from the movie "Ghostbusters" (but only I can see Him, of course, due to his irreducible subjectivity) tells me that we'll be bumping up against Godwin's Law any minute now.

Actually, I was asking Bill a serious question, kind of a one-thoughtful-adult-to-another sort of thing. I just happened to wonder why our intuition on these matters diverges so sharply. It's not really on topic, I admit, and of course a zingy, fatuous, flippant answer is always hard to bottle up, I know. After all, we're only human.

I was just wondering, that's all.

Malcolm
9.20.2005 7:21pm
Malcolm Pollack (mail) (www):
Hi Alan,

I was not responding to your thoughtful and interesting post, of course, which appeared before I had refreshed the page.

Malcolm
9.20.2005 7:24pm
Bill Vallicella (mail) (www):
Alan,

Welcome to the discussion! You are certainly quick on the cyber-trigger as I just discovered your application to comment and approved you. Thanks for applying and I look forward to your comments. Having put the Google bot on your case I see that you are teaching at UNLV. Do you know Dennis Monokroussos? He was a student of John Greco at Fordham. I believe he (DM) grew up in Las Vegas. How do you like the desert? I love it myself.

Your comment is excellent and forces me to think harder about the Razor and what it shaves. Your example is a good one and shows that my discussion in the main post was a bit premature. You are right that the decision between qualitative and quantitative parsimony is not an easy one.

My problem with the multiple universes scheme is that their existence is left unexplained. But this is a big separate topic.

I see you are interested in presentism and truth-makers. I have given a lot of thought to truth-makers (they figure prominently in a book on existence I published in 2002), and somewhat less thought to presentism. I find both attractive. Perhaps we can discuss these topics later on.
9.20.2005 8:29pm
Bill Vallicella (mail) (www):
Malcolm,

Your question is a very serious one and I take it seriously, interested as I am in the nature of disagreement as such. It requires a separate post.

I think Streve was just being playful, and I don't think you took it in the wrong way. These topics, and especially the Darwinian ones, taper off into ideology and polemic, and we need to be careful about that. I want to keep these discussions as strictly philosophical and non-polemical as possible.

In my political posts I allow myself a bit of rant and polemic, but it is out of place here, where I am just trying to get to the sober truth and follow the arguments where they lead to the extent that that is possible for a finite mortal, or, as you put it, a hairless ape.
9.20.2005 8:35pm
Malcolm Pollack (mail) (www):
Thanks, Bill.

I certainly don't mean to raise my voice in here.

M
9.20.2005 9:56pm
Alan Rhoda (mail) (www):
Hi Bill,

Thanks for the welcome. Yes, I do know Dennis. We both grew up in Las Vegas and have our undergrad degrees from UNLV. We were both active in the Las Vegas chess scene, though I haven't played serious chess for some time now (my lifetime high USCF rating is 1993 - almost an expert). Dennis and I also shared an apartment together while we were both going to Fordham. We haven't been in direct contact for some time now. I know he and his wife are living in South Bend where he does a weekly chess show. I'll have to drop him a line and catch up.

Anyway, I do like the desert, though I imagine Arizona would suit my tastes better. Vegas is a bit too surreal. It is home, though. My wife and I were both born and raised here.

I'm glad you appreciated my comments. The whole issue of explanatory parsimony is a difficult one in the philosophy of science. Charles Peirce, one of my favorite philosophers, held a multi-faceted view of parsimony. The most important factor in his view was neither the quantity of posits nor the quantity of types of posits but rather the 'naturalness' of a hypothesis, i.e., how well it coheres with our commonsense intuitions. This is admittedly a somewhat murky notion, but, then again, the very concept of parsimony might just have a degree of ineliminable murkiness about it. Peirce would be quick to insist, however, that the inherent murkiness of an idea is no excuse for not trying to make that idea more clear.

Regards,
Alan
9.20.2005 11:40pm
Dave Gudeman (www):
Can someone tell me what kind of thing Occam's Razor is. It's certainly not a rule of deduction. It's not a rule of induction either or a rule of probable reasoning because there is no reason to believe that you are more likely to be correct when you use it than when you don't.

Is it a rule of investigation? But then when you criticize someone for not following Occam's Razor are you just saying that you would have investigated the problem differently? That doesn't seem to be what people are saying.

Is it just an esthetic rule? But then it's really subjective, isn't it? People act like they think it is objective.

So what is it? I've always been curious about this.
9.21.2005 1:14am
Robert Larmer:
Occam’s Razor is generally taken to state that one should not posit entities needlessly. Thus if two hypotheses equally account for what needs to be explained, but one posits more explanatory entities than the other, the simpler hypothesis is to be preferred. So understood, Occam’s Razor seems a methodological expression of the Principle of Sufficient Reason. If one believes that for every event which occurs there is a sufficient reason for its occurrence, it seems plausible to accept, as a matter of methodology, that one should not posit the existence of entities without sufficient reason. If, for example, one dog would account for the tracks I see in the snow and I have no sufficient reason to posit a second dog, then I should refrain from doing so. If, however, there are tracks which cannot be explained on the hypothesis of a single dog, but can be explained on the hypothesis of a second dog, then I have sufficient reason to posit the existence of a second dog.
A key issue in the debate between naturalism and theism and their relation to Occam's Razor is whether the theist is positing entities needlessly. Occam's Razor is not a justification of accepting the simplest theory, but of accepting the simplest theory capable of doing justice to all the data.
9.21.2005 5:42am
Henry Verheggen:
One could interpret Occam's razor in terms of information compression. For example, a theory that explained a set of states of affairs by simply listing the states of affairs would be a maximally uncompressed description. We wouldn't even want to call it a theory. A good theory should be significantly shorter when expressed than the raw listing of the states of affairs it predicts or describes. So there should be a continuum of theories from maximally to minimally compressed, assuming compression is possible. There would then be no definite boundary line, and the choice of one would be based on what is useful or elegant.
9.21.2005 6:13am
Steve T (mail) (www):
Commenting on my recent comment to Malcolm, Dr. V writes
I think [Steve] was just being playful, and I don't think you took it in the wrong way.
To be truthful, I was only half-kidding. I think there is a problem (or perhaps a couple) for the naturalist embedded in Johnson's answer, and most people, I think, can pick up on the fact that something is wrong with the physicalist account when the answer is given. In other words, there is something behind the humor of it.

The situation Johnson applied it to was a speech that Arthur Kornberg delivered to the AAAS in 1987; Kornberg was similarly astonished "that otherwise intelligent and informed people, including physicians, are reluctant to believe that mind, as a part of life, is matter and only matter." As Johnson said, "his astonishment was unjustified." I shared the story with William Hasker a few years ago and he thought there was something to it as well.

I think it would take some time to unpack the difficulty I allude to, so for now I'll have to leave it more as a joke than an argument.

Malcolm, I appreciate your willingness to dialogue. In my experience, I've learned the most by debating others on difficult topics, and your participation here is no exception. Your remarks and criticisms are an aid to my own thinking.

Take care,

Steve
9.21.2005 6:53am
Dave Gudeman (www):
Steve: I thought that I got the point of your joke. There are several things that seem wrong about a naturalist taking a position on an argument if he takes his own beliefs seriously. For example to a naturalist, the brain is only as rational as evolution has made it. Unless Malcolm can come up with an explanation of how evolution managed to select for the ability to reason about metaphysics, then he has no reason to be confident in his own reasoning on these issues.

More directly related to your joke: if reasoning really is just the actions of an accidentally-existing computational device, Malcolm has no reason to trust his own reasoning more than Dr. Vallicella's. Instead, he needs to find an instrument that measures how effective a brain is and then just trust the brain with the highest measurement.
9.21.2005 12:33pm
Dave Gudeman (www):
Robert Larmer: maybe I'm misunderstanding, but it looks to me like you are inverting things from every event has a reason to every reason has an event.

And by the way, modern physics denies the principle of sufficient reason. Quantum effect are supposed to be irreducibly random, meaning that there is no reason why the outome is one thing rather than another.
9.21.2005 12:39pm
Bill Vallicella (mail) (www):
Dave raises a fascinating question about the status of Occam's Razor, a question I haven't thought about. OR is not a rule of deductive or inductive reasoning. But to say that its status is merely aesthetic doesn't sound right either. If two theories are both explanatory of the data, and I choose the simpler one, this is not because the simpler one is more elegant (although it is), but because the simpler one is more likely to be true. But why should the simpler theory (the theory with fewer posits) be more likely to be true? The presupposition might be that reality is like the mind: the tendency of the inquiring mind is towards unity and 'compression' -- to use Henry's term -- and it is assumed that reality answers to and accommodates this tendency.

I think both Kantian transcendental idealism and theism could justify the presupposition in question. But what reason would a naturalist have to trust Occam's Razor as a guide to reality?
9.21.2005 1:09pm
Bill Vallicella (mail) (www):
Robert Larmer: Welcome, and thanks for joining the discussion. Your idea that OR is a "methodological expression" of PSR is very interesting.

PSR: No event without sufficient reason.

OR: No posit without sufficient reason.

One unclarity derives from the ambiguity of 'reason' as between cause and reason. Maybe quantum indeterminacy doesn't 'percolate up' to the macro-level so that we can say: Macroscopically, no event without a cause or causes. But the connection between PSR in this form and OR is not clear to me. (Granted, PSR can be formulated in different ways.)

One also has to explain 'sufficient.' A sufficient cause is presumably a necessitating cause: if x is causally sufficient for y, then the occurrence of x necessitates the occurrence of y. But a sufficient reason to posit an entity or type of entity would not be a necessitating cause of such a positing.

These are not objections so much as requests for clarification.
9.21.2005 1:30pm
Bill Vallicella (mail) (www):
Alan,

Interesting that you play chess. Surprising how many chess playing philosophers there are. I see from your rating that you will 'clean my clock' if ever we should play. My highest USCF rating was 1720. But the scholastic players have contrived to reduce me to my rating floor, where I now languish.

Have you seen DM's outstanding chess blog? You will find a link thereto on my sidebar along with other chess links.

Yes there is something surreal about Las Vegas. It is a great tournament venue, though. I've played in a number of events there. It's a short cheap hop from PHX. I think I'll play in next year's Nat'l Open held at the 'fabulous' Riviera.

You got a job and in your hometown to boot. Congratulations, what a coup!
9.21.2005 1:43pm
Steve T (mail) (www):
Dr V -

You wrote
I think both Kantian transcendental idealism and theism could justify the presupposition in question. But what reason would a naturalist have to trust Occam's Razor as a guide to reality?
I was thinking the same thing. There is an essay by Dr. Robert Koons that might apply: "The Incompatibility of Naturalism and Scientific Realism".

Enjoy!

Steve
9.21.2005 2:33pm
Steve T (mail) (www):
Mr. Gudeman,

You wrote
And by the way, modern physics denies the principle of sufficient reason. Quantum effect are supposed to be irreducibly random, meaning that there is no reason why the outome is one thing rather than another.
Should we follow modern physics on this point? (I'm no expert on quantum mechanics, but I've always understood such randomness to be epistemic, not ontological.) If we do adopt that viewpoint, do we also, then, dispense with Occam's Razor?

Take care,

Steve
9.21.2005 2:38pm
Malcolm Pollack (mail) (www):
Hi all,

Quite right - our brains, as selected by evolution for certain historical contexts, are foolable in many ways, and we must be careful about our reasoning. Also, certain types of reasoning (how to calculate the trajectory of a thrown ball) come naturally, while others (differential calculus) must be trained with great effort. I'd say that it is our good fortune that our brains have reached a certain flexiblity that allows them to be reprogrammed for the less-natural tasks, but yes, there are bound to be blind spots, and we must be careful. There may indeed be limits to what we can comprehend. The question has been asked: since we do not expect a dog to have any hope of understanding calculus, how do we know that we have any hope of understanding the mysteries that baffle us? One imprtant difference of course is that the dog isn't even baffled; it has no way even to frame the questions.

Actually the prevailing view in quantum mechanics is that the randomness is indeed ontological, not epistemic. This was the subject of the great Einstein-Bohr dispute, and Bohr is generally considered to have been right.

As for Occam's Razor, Nature often does seem to implement principles of parsimony, of "least action", and so forth, but quite right - there are no guarantees.

Malcolm
9.22.2005 9:34am
Steve T (mail) (www):
It has been brought to my attention that someone in this forum has technical difficulties with Adobe Reader. Given that, I'm posting another link to the Koons article above, this time in friendly HTML format. Click here.

Take care all,

Steve
9.22.2005 9:17pm
Kevin Kim (mail) (www):
Note also -- and this may apply to Kevin Kim -- the untenability of substance dualism, say, does not show the tenability of naturalism. After all, they could both be false and/or untenable.


Point taken. Which makes me wonder at:

Of course, I don't think [naturalism] can explain what needs to be explained, which is why I am an anti-naturalist.


Does the untenability of naturalism show the tenability of any of the anti-naturalistic positions?

I haven't seen any unflawed theories so far-- idealistic, substance dualistic, or naturalistic. We gravitate to the theories that best match our fundamental commitments, I suspect. Do we choose those fundamental commitments? Interesting question.

Someone once said that we're feeling beings who happen to think. There may be something to that idea. Our stubborn commitment to our own points of view is an indicator of how loose a grip rationality has on us.


Kevin
9.25.2005 7:03am
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