This is a guest post by Peter Lupu. Minor edits supplied by BV.
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The goal of the present post is:
(i) To take seriously the intuitions behind Bill’s potentiality argument;
(ii) Articulate these intuitions as clearly as I can;
(iii) Offer an initial stab at a precise demarcation criterion that will distinguish in a general way potentiality from possibility (and perhaps probability), on the one hand, and in particular the unfertilized egg from the fetus, on the other.
1) What are the intuitions that support making a sharp distinction between an unfertilized egg and a fetus so that we can say of the latter that it has the potential to develop into a mature human, whereas it is merely possible for the former to turn into a mature human, but has no such potential?
1.1) The Conceptus’ Case: The internal constitution of a conceptus or a fetus is such that given a suitable environment it will interact with certain external conditions in such a way that it will eventually grow into a mature human being. It is important to emphasize that while these external conditions are necessary in order to enable these natural processes to take place, they are contributing factors that enable these processes to take place regarding one and the same thing. The idea that we are dealing here with one and the same entity can be traced to the notion that this entity can be individuated by its internal constitution; that the changes this entity is undergoing are principally driven by its internal constitution and the role of the external circumstances is to provide an enabling environment for such changes to take place in the normal course of things; and that there is a lawlike-link between each stage in the development of the entity, from the beginning of its existence until it perishes. So to apply this to the case of the fetus: once a conceptus is formed, it features a unique internal constitution which can be used to individuate it. The internal constitution of a conceptus is principally responsible for the changes (cell division) it is undergoing. And each stage in the progression of such change is linked in a lawlike fashion to the previous stages so that a lawlike continuity is present among stages. As a result, the whole chain of stages can be lumped together as the development of one and the same individual entity. Hence, the conceptus, fetus, newborn child, adolescent, adult, elderly, are all stages of one and the same entity. It is in this sense that the proponents of the potentiality argument feel that it makes sense to attribute certain potentials to the conceptus, but not to an unfertilized egg. Why?
1.2) The Unfertilized egg case: What conditions must be realized in order for an unfertilized egg to turn into a mature human? Well, in order for an unfertilized egg to turn into a mature human it must interact with a completely different thing, namely a sperm, which process will convert the unfertilized egg into something else, namely, a fertilized egg. So we have here two things, an unfertilized egg and a sperm, each with different internal constitutions, such that given suitable conditions, their interaction yields a third thing; namely, a fertilized egg, the latter of which is distinct in constitution from both previous things.
1.3) The distinction I have tried to articulate in (1.1) and (1.2) is the source of the intuition that in the case of the fertilized egg it has the potential to become a mature human because while the external conditions are necessary for it to so become, they are necessary in a way of contributing to a suitable environment for a natural process to take place of the very same entity. Whereas in order for an unfertilized egg to become a mature human it must undergo an identity change by interacting with a different entity, a sperm, and this identity-altering interaction creates a new entity, different from both. Hence, while it is certainly possible for an unfertilized egg to turn into a mature human because it is possible for it to undergo an identity change by interacting with a sperm in the normal course of things, it does not have the potential to do so, because it is no longer the very same thing before and after such an interaction.
1.4) In order to sharpen the above intuitions let us consider Bill’s acorn/oak example and contrast it with two other cases the yeast/dough-case and the sand-heap case.
Example 1-the acorn/oak case:
In this case the acorn when provided with the suitable enabling conditions will grow into an oak. How does that happen? Well, the internal constitution of an acorn is such that when provided with suitable external conditions (water, sun, temperature, etc.,) it will interact with them in a manner that certain changes in the acorn take place. These changes are driven by the internal constitution of the acorn in the sense that they are predetermined (coded into the acorn’s constitution) conditional upon the presence of suitable enabling external conditions. Moreover, these changes involve a continuous process without there being any intermediary stages involving the emergence of an entity that features a completely different internal constitution. Thus, we can appropriately say not only that it is possible for the acorn to become an oak but also that it has the potential to become an oak.
Example 2-the yeast/dough/bread case:
In this case the yeast has an internal constitution such that when combined with other ingredients with their own internal constitution the result is stuff we call ‘dough’ which features its own internal constitution different from the internal constitution of the ingredients that go into making the dough. And the internal constitution of the dough affords it with certain unique properties that none of its ingredients in isolation from the others have such that given certain external conditions it, for example, will rise and become bread. Thus, the difference between the dough and the bread depends upon suitable external conditions that enable the internal constitution of the dough to trigger changes that turn the dough into bread. There is a certain (lawlike or natural) continuity between the dough and the bread such that the dough is the initial stage of this continuous process and without the introduction of a new entity with a different internal constitution this process culminates with the dough turning into bread.
The same cannot be said about a process that begins with yeast (or flour) and ends with bread. For a process that begins with yeast and ends with bread involves an intermediate stage. This intermediary stage is the creation of dough that features a completely different internal constitution than the one featured by yeast. And the presence of this intermediary stage that features the emergence of a substance with a different internal constitution creates a “wall of separation” between yeast and bread, a wall that breaks the natural continuity between yeast and bread and creates two natural processes: one process is the creation of dough that involves yeast as one of the ingredients; and the other is the process of the creation of bread from dough by supplying suitable external conditions. Therefore, while it is appropriate to say that it is possible for yeast to become bread, it is not equally appropriate to say that the yeast has the potential to become bread.
So this example highlights the idea that potentiality, unlike possibility, requires a certain natural continuity between the entity said to have the potential and its future self that manifests the potential in question.
Example 3-the sand-heap/mountain case:
It is certainly possible that a one foot sand heap shall turn into an impressive mountain provided we give its surrounding environment enough time and certain conditions take place such that …. But it would be a huge stretch to point to this one foot sand heap and say: “Hey, you know that this sand heap has the potential to become an impressive mountain!” Why is that? Because there is a very strong sense in which the resulting mountain is linked to the sand heap merely through the action of external circumstances. There is nothing about the internal constitution of the sand heap itself that would in any way project the possibility that it should become a mountain. The full responsibility for the possibility of this sand heap turning into a mountain rests upon external conditions. Thus the resulting mountain is a totally different entity from the sand heap. If one insists that a causal connection between the sand heap and the mountain nonetheless exists, then one would put it as follows: the sand heap undergone a radical identity change and turned into a mountain, due to such and such external circumstances. The only credit that the sand heap deserves here, perhaps, is that it can be described as being the initial-causal starting point for a process culminating with a mountain. It makes no other contribution to the process or resulting outcome. In such a case we will say that the sand heap no longer exists, and that a mountain took its place or that it is possible that in place of this sand-heap a mountain should emerge, given suitable external processes. But, it certainly makes no sense to talk as if the sand-heap features the potential to become a mountain given enough time etc.
2) Can we convert the intuitions behind these examples into a demarcation criterion that distinguishes potentiality from possibility?
2.1) Well, the differences we have found between the examples of the yeast/dough/bread and sand-heap/mountain point towards such a criterion. It is inappropriate to use the term potential unless there is a certain natural continuity between the entity to which a potential is attributed and one of its future stages which realizes such a potential. I shall call any process satisfying this condition a natural kind continuum. So the acorn/oak case is a natural-kind-continuum and so is the process beginning with dough and ending with bread. But the process beginning with yeast and ending with bread is not a natural-kind-continuum because it involves a sub-process that is itself a natural-kind-continuum (which begins with a substance with an internal constitution that is different than yeast and ends with bread).
Hypothesis I: Any process beginning with a natural kind A and culminating with a natural kind B which contains as a sub-process that is itself a natural-kind-continuum is itself not a natural-kind-continuum.
Hypothesis II: The term ‘potential’ properly applies only to an entity that is the beginning point of a natural-kind-continuum.
Hypothesis III: The term ‘potential’ is inapplicable to any entity that constitutes the initial stage of a process culminating with a certain result unless the internal constitution of the entity in question is involved essentially and triggers the process to take place.
2.2) Hypothesis I and II rule out that the case that an unfertilized egg has the potential to become a mature human being with suitable right-making properties. Hypothesis III rules out any other cases in which the internal constitution of the entity in question plays no role in the making of a property under consideration to be a potential of the said entity.
2.3) I think that the above criteria capture the intuitions of those who argue that there is a sharp difference between potentiality and possibility. Now I am certain that this proposal is vulnerable to many objections and it may not be as precise and clear as I would like it to be. Nonetheless, I hope that it represents a useful beginning for a discussion of this topic.
Related Posts (on one page):
- Persons and the Moral Relevance of Their Capacities
- Why We Should Accept the Potentiality Principle
- Still More on the Potential and the Actual
- The Potentiality Principle: The State of the Debate
- The Potentiality Universality Principle and Feinberg's "Logical Point"
- Identity, Constitution, and Potentiality With a Little Help from PIP, PEP, and PAP
- The Exclusionary Principle of Potentiality (EPP) and the Extended EPP
- Intentionality and Potentiality: Some Points of Analogy
- Possibility, Potentiality, and the Criterion of Natural-Kind-Continuum
- Another Argument Why a Spermatozoon is not a Potential Person
